The SEC’s cybersecurity disclosure rules come with strict documentation requirements, especially as it relates to 8-K and ...

The United States Securities and Exchange Commission (SEC) will continue to pursue changes to the definition of “exchange” ...

Explore the key differences between hedge funds and mutual funds, their advantages and disadvantages, and find out which ...

Bankruptcy-remote custody solutions — like Anchorage Digital Bank, a federally chartered bank — would still meet the SEC definition of a qualified custodian. The analysis is more nuanced with ...

Securities fraud occurs when a party misrepresents information in order to make money in the securities market at the expense of others. Securities fraud occurs when one party illegally acts on or ...

Given that each of these companies have made an incident disclosure under the new SEC rules, by definition the company has determined that the information that they have initially uncovered does ...

Coach Nate Oats and SEC preseason player of the year Mark Sears ... But what does mudita mean by definition? According to an article from the University of Nebraska-Lincoln, the term doesn't ...

It is important that firms maintain a log of all marketing material that meets the SEC's definition of "advertising" and ensure claims can be adequately substantiated with factual, documented support.

Spencer Platt / Getty Images The National Association of Securities Dealers (NASD) was a self-regulatory organization in the securities industry from 1939 to 2007. What Was the National ...

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Young adults should begin to build a well-diversified portfolio of the major asset classes that include mutual funds or exchange traded funds (ETFs) that cover major indices of domestic and ...

Ripple has filed a Form C appeal against the SEC's ruling on XRP, challenging a $125 million penalty and asserting XRP not as ...